Driving risk out of the fund transaction lifecycle
A chain is only as strong as its weakest link. Investors expect every step in the fund transaction processing lifecycle to be robust and transparent. But is this possible?
It is a changed world since 2008. The advent of the Alternative Investment Fund Managers Directive (AIFMD) and UCITS V has generated an intense oversight for fund managers and explicit liability for custodians. That, in turn, has put the spotlight on other service providers such as transfer agents.
New know-your-customer (KYC) rules have increased the compliance challenges for distributors and fund managers alike, as well as put a premium on transparency in fund transaction proce…
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